Appendix 4C quarterly & Update

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Stock Fiducian Group Ltd (FID.ASX)
Release Time 15 Apr 2026, 9:50 a.m.
Price Sensitive Yes
 Fiducian Group Ltd Releases Q3 Appendix 4C and Update
Key Points
  • Net inflow to Fiducian platform from aligned dealer-group was $45 million for Q3
  • Net outflows from legacy Independent Financial Advisers were $17 million for Q3
  • Fiducian has entered into agreement with ASIC to pay $7.3 million penalty and legal costs
Full Summary

Fiducian Group Limited (ASX:FID) has voluntarily lodged its Appendix 4C quarterly cash flow report for the quarter ending 31 March 2026. The key highlights include:- Net inflow to the core Fiducian platform from the aligned dealer-group for Q3 FY2026 was $45 million, compared to $59 million in the prior corresponding quarter.- Net outflows from legacy Independent Financial Advisers for Q3 FY2026 was $17 million, compared to $7 million in the prior corresponding quarter.- Badged platform and Auxilium fund balance was $250 million as at 31 March 2026.- Funds Under Management, Administration and Advice as at 31 March 2026 were $14.5 billion, up from $13.9 billion a year earlier.- The company had 75 advisers in its aligned dealer-group as at 31 March 2026.Fiducian also announced that it has entered into a heads-of agreement with the Australian Securities and Investments Commission (ASIC) to pay a pecuniary penalty of $7.3 million and ASIC's legal costs of up to $0.65 million, subject to the finalisation of proceedings in the NSW Supreme Court. This relates to civil proceedings commenced by ASIC against Fiducian Investment Management Services Limited, a subsidiary of Fiducian.